Document 18

Case #19-cr-00490-RMB Document 18 Filed 07/16/19 Page 1 of 18 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK ----------------------------------------------------x UNITED STATES OF AMERICA v. 19 CR 490 (RMB) JEFFREY EPSTEIN, Defendant. Conference ----------------------------------------------------x New York, N.Y. July 8, 2019 2:00 p.m. Before: HON. RICHARD M. BERMAN District Judge APPEARANCES GEOFFREY S. BERMAN United States Attorney for the Southern District of New York ALEXANDER ROSSMILLER MAURENE R. COMEY ALISON G. MOE Assistant United States Attorneys REID H. WEINGARTEN MARTIN G. WEINBERG MARC FERNICH Attorneys for Defendant Also Present: AMANDA YOUNG - Special Agent FBI PAUL BYRNE - NYPD KEYANA POMPEY - Probation Officer LEA HARMON - Probation Officer SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000387 --- PAGE BREAK --- Case 19-2221, Document 18, 08/20/2019, 2637473, Page1 of 1 UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT UNITED STATES OF AMERICA, Plaintiff-Appellee, v. JEFFREY EPSTEIN Defendant-Appellant IT IS HEREBY STIPULATED by counsel for Jeffrey Epstein, Defendant-Appellant, and the United States of America, Appellee, that, pursuant to Federal Rule of Appellate Procedure 42, this appeal shall be dismissed with prejudice. The parties understand and agree that, once dismissed, the appeal may not be reinstated. IT IS FURTHER STIPULATED that neither party shall be entitled to recover costs, expenses or fees from the other party. EXECUTED on August 20, 2019. /s/ Reid Weingarten Reid Weingarten Martin G. Weinberg Counsel to Defendant-Appellant Jeffrey Epstein Alex Rossmiller Counsel to Appellee United States of America DOJ-OGR-00000834 --- PAGE BREAK --- Case 21-770, Document 18, 04/01/2021, 3068308, Page1 of 2 United States Court of Appeals for the Second Circuit Thurgood Marshall U.S. Courthouse 40 Foley Square New York, NY 10007 DEBRA ANN LIVINGSTON CHIEF JUDGE CATHERINE O'HAGAN WOLFE CLERK OF COURT Date: April 01, 2021 Docket #: 21-58 DC Docket #: 1:20-cr-330-1 DC Court: SDNY (NEW YORK CITY) Short Title: United States of America v. Maxwell DC Docket #: 1:20-cr-330-1 DC Court: SDNY (NEW YORK CITY) DC Judge: Nathan NOTICE OF DEFECTIVE FILING On April 01, 2021 the motion for bail, on behalf of the Appellant Ghislaine Maxwell, was submitted in the above referenced case. The document does not comply with the FRAP or the Court's Local Rules for the following reason: Failure to submit acknowledgment and notice of appearance (Local Rule 12.3) Failure to file the Record on Appeal (FRAP 10, FRAP 11) Missing motion information statement (T-1080 - Local Rule 27.1) Missing supporting papers for motion (e.g., affidavit/affirmation/declaration) (FRAP 27) Insufficient number of copies (Local Rules: 21.1, 27.1, 30.1, 31.1) Improper proof of service (FRAP 25) Missing proof of service Served to an incorrect address Incomplete service (Anders v. California 386 U.S. 738 (1967)) Failure to submit document in digital format (Local Rule 25.1) X Not Text-Searchable for instructions on how to make PDFs text searchable click here Failure to file appendix on CD-ROM (Local Rule 25.1, Local Rules 25.2) Failure to file special appendix (Local Rule 32.1) Defective cover (FRAP 32) Incorrect caption (FRAP 32) Wrong color cover (FRAP 32) Docket number font too small (Local Rule 32.1) Incorrect pagination, click here for instructions on how to paginate PDFs (Local Rule 32.1) Incorrect font (FRAP 32) DOJ-OGR-00000909 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 1 of 26 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK --------------------------------------------------------X UNITED STATES OF AMERICA, v. GHISLAINE MAXWELL, Defendant. --------------------------------------------------------X MEMORANDUM OF GHISLAINE MAXWELL IN OPPOSITION TO THE GOVERNMENT'S MOTION FOR DETENTION Mark S. Cohen Christian R. Everdell COHEN & GRESSER LLP 800 Third Avenue New York, NY 10022 Phone: 212-957-7600 Jeffrey S. Pagliuca (pro hac vice admission pending) Laura A. Menninger HADDON, MORGAN & FORMAN P.C. 150 East 10th Avenue Denver, Colorado 80203 Phone: 303-831-7364 Attorneys for Ghislaine Maxwell DOJ-OGR-00001581 --- PAGE BREAK --- Case 20-3061, Document 18, 09/10/2020, 2928289, Page1 of 13 EXHIBIT A DOJ-OGR-00019302 --- PAGE BREAK --- Case #19-cr-00490-RMB Document 18 Filed 07/16/19 Page 2 of 18 2 (Case called) THE COURT: Good afternoon. I think I'm pretty much up to speed as to where you are in the sense that I am aware that you have been before Magistrate Judge Pitman earlier this morning and up to some few minutes ago for purposes of presentment, arraignment, and some preliminary discussion of bail. Is that accurate? MR. ROSSMILLER: That's correct, your Honor. I don't want to speak for defense counsel, but my understanding is they expect to put in some sort of written submission and return to argue the rest of the bail hearing on Thursday before Judge Pitman at 2:00. That is, if your Honor refers the bail hearing to Judge Pitman on that basis as well. THE COURT: I might just take that bail application before me. We'll figure out a time when that would be comfortable for all of you. How is that? MR. WEINGARTEN: That's fine with the government, your Honor. THE COURT: I have a few items on my list. I want to make mention, I'm sure Magistrate Judge Pitman did, of our presumption of innocence. Even though in some of these discussions, and probably more so when we get to bail, it may sound like we are talking about merits of the case, it's important that we underscore that the presumption of innocence pertains to Mr. Epstein, now and until such time, if it comes, SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000388 --- PAGE BREAK --- Case 21-770, Document 18, 04/01/2021, 3068308, Page2 of 2 Oversized filing (FRAP 27 (motion), FRAP 32 (brief)) Missing Amicus Curiae filing or motion (Local Rule 29.1) Untimely filing Incorrect Filing Event X Other: ALL PAGES MUST BE TEXT-SEARCHABLE, INCLUDING T-1080 AND EXHIBITS. Please cure the defect and resubmit the document, with the required copies if necessary, no later than April 05, 2021. The resubmitted documents, if compliant with FRAP and the Local Rules, will be deemed timely filed. Failure to cure the defect by the date set forth above will result in the document being stricken. An appellant's failure to cure a defective filing may result in the dismissal of the appeal. Inquiries regarding this case may be directed to 212-857-8577. DOJ-OGR-00000910 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 2 of 26 TABLE OF CONTENTS Page PRELIMINARY STATEMENT 1 ARGUMENT 5 I. The Conditions Created by the COVID-19 Pandemic Mandate the Release of Ms. Maxwell. 5 II. The Government Has Not Carried Its Burden Under 18 U.S.C. § 3142. 9 A. Applicable Law 9 B. Ms. Maxwell Has Rebutted the Presumption That She Poses a Flight Risk, and the Government Has Not Carried Its Burden That No Combination of Conditions Can Be Imposed To Reasonably Assure Her Presence In Court 11 1. Ms. Maxwell's Personal History and Characteristics Demonstrate That She Is Not a Flight Risk 12 2. The Nature and Circumstances of the Charges and the Weight of the Evidence Militate in Favor of Bail 17 3. The Proposed Bail Package Is More Than Adequate to Secure Ms. Maxwell's Presence 20 CONCLUSION 22 i DOJ-OGR-00001582 --- PAGE BREAK --- Case#19-cr-00490-RMB Document 18 Filed 07/16/19 Page 3 of 18 3 that there is a guilty determination by a jury or by the Court, that he is presumed to be innocent. I did have these questions. One has to do with persons who are categorized as victims. I want to get some assurance from the U.S. Attorney's office that they have been notified about this case and that you will keep them abreast of developments in this case. MR. ROSSMILLER: Yes, your Honor, we are acutely aware of our obligations to the victims in this case. We have notified them and we expect to continue to do so as the case moves forward. THE COURT: Second, for my background, I am aware that there are certain conditions that attach to Mr. Epstein's sex offender status resulting from his Florida state prosecution in or about 2008. One result is that under New York law -- correct me if I'm wrong about any of this -- he is considered to be at high risk of committing another sex crime with minors. Is that a fair characterization of his sex offender status? MR. ROSSMILLER: Your Honor, as the government set forth in its submission to Judge Pitman, and we copied this Court, it is our understanding that the defendant is a tier 3 sex offender in New York and that that is characterized as high-risk individual. THE COURT: The question that I have is what are the implications, if any, of the search conducted by the U.S. SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000389 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 3 of 26 TABLE OF AUTHORITIES Page(s) Cases Hung v. United States, 439 U.S. 1326 (1978)...............................................................................................................................................16 United States v. Abdellatif El Mokadem, No. 19-CR-646 (AJN), 2020 WL 3440515 (S.D.N.Y. June 23, 2020).......................................................................17 United States v. Alindato-Perez, 627 F. Supp. 2d 58 (D.P.R. 2009)............................................................................................................................18 United States v. Bodmer, No. 03-cr-947(SAS), 2004 WL 169790 (S.D.N.Y. Jan. 28. 2004)...........................................................................16 United States v. Boustani, 932 F.3d 79 (2d Cir. 2019)......................................................................................................................................20 United States v. Carrillo-Villa, 20-MJ-3073 (SLC)...................................................................................................................................................8 United States v. Chandler, 19-CR-867 (PAC), 2020 WL 1528120 (S.D.N.Y. Mar. 31, 2020).............................................................................................................8, 9 United States v. Conway, No. 4-11-70756 MAG(DMR), 2011 WL 3421321 (N.D. Cal. Aug. 3, 2011) ...............................................................10, 18 United States v. Crowell, No. 06-CR-291E(F), 2006 WL 3541736 (W.D.N.Y. Dec. 7, 2006)............................................................................11 United States v. Deutsch, No. 18-CR-502 (FB), 2020 WL 3577398 (E.D.N.Y. July 1, 2020)............................................................................11, 18 United States v. DiGiacomo, 746 F. Supp. 1176 (D. Mass. 1990) .......................................................................................................................14 United States v. Dominguez, 783 F.2d 702 (7th Cir. 1986)...................................................................................................................................10 United States v. Dreier, 596 F. Supp. 2d 831 (S.D.N.Y. 2009)......................................................................................................................21 United States v. English, 629 F.3d 311 (2d Cir. 2011).................................................................................................................................10, 11 ii DOJ-OGR-00001583 --- PAGE BREAK --- Case#:19-cr-00490-RMB Document 18 Filed 07/16/19 Page 4 of 18 4 Attorney's office over the weekend of Mr. Epstein's residence on East 71st Street for the terms and conditions of his sex offender status, if any? Are there any consequences or relationship between what was uncovered and what he is obliged to do? MR. ROSSMILLER: May I have one moment, your Honor? THE COURT: Yes. MR. ROSSMILLER: Your Honor, in response to that question, at the outset I should say that we don't have particular interaction with state authorities with respect to those types of notifications. We are, I would say, in the early stages of reviewing those materials. With respect to the defendant's obligations or potential consequences in the New York State system, we certainly will notify whichever authorities are appropriate. I don't think that we have a role other than that. I will say that they are extremely concerning with respect to bail here, with respect to the conduct here, and I expect we will get into that more in our submissions and bail argument. THE COURT: By the way, if defense counsel wants to jump in at any point, feel free to do that? MR. WEINGARTEN: On that, we have not seen the pictures. THE COURT: I haven't either. SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000390 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 4 of 26 United States v. Epstein, 425 F. Supp. 3d 306 (S.D.N.Y. 2019)...............................................17 United States v. Esposito, 309 F. Supp. 3d 24 (S.D.N.Y. 2018)................................................21 United States v. Friedman, 837 F.2d 48 (2d Cir. 1988)........................................................13, 18 United States v. Hansen, 108 F. App'x 331 (6th Cir. 2004) ....................................................16 United States v. Hanson, 613 F. Supp. 2d 85 (D.D.C. 2009).....................................................16 United States v. Karni, 298 F. Supp. 2d 129 (D.D.C. 2004).....................................................16 United States v. Kashoggi, 717 F. Supp. 1048 (S.D.N.Y. 1989)....................................................16 United States v. Mattis, No. 20-1713, 2020 WL 3536277 (2d Cir. June 30, 2020)...............................10 United States v. Moscaritolo, No. 10 Cr. 4 (JL), 2010 WL 309679 (D.N.H. Jan. 26, 2010) ..........................18 United States v. Sabhnani, 493 F.3d 63 (2d Cir. 2007)........................................................9, 10, 16, 18 United States v. Salerno, 481 U.S. 739 (1987).....................................................................9 United States v. Stephens, 15-CR-95 (AJN), 2020 WL 1295155 (S.D.N.Y. Mar. 19, 2020) ...........................................5, 6, 7, 8 United States v. Veres, No. 3:20-CR-18-J-32JBT, 2020 WL 1042051 (M.D. Fla. Mar. 4, 2020)..................18 United States v. Williams-Bethea, No. 18-CR-78 (AJN), 2020 WL 2848098 (S.D.N.Y. June 2, 2020).........................6 Statutes 18 U.S.C. § 3142.............................................................................passim iii DOJ-OGR-00001584 --- PAGE BREAK --- Case#:19-cr-00490-RMB Document 18 Filed 07/16/19 Page 5 of 18 5 1 MR. WEINGARTEN: I understand. It is our expectation 2 that they are ancient, that they are pre his spending time in 3 prison, and/or they are erotic pictures of adults who 4 voluntarily engaged in that conduct. 5 THE COURT: I have a question about the Southern 6 District of Florida nonprosecution agreement dated probably in 7 2008 -- is that correct? 8 MR. ROSSMILLER: It's dated in 2007, your Honor. 9 THE COURT: Is that a public document? 10 MR. WEINGARTEN: It is, your Honor. It's been 11 publicly filed in connection with other civil litigation. 12 THE COURT: Does that agreement bear on in any way the 13 search and results of the search that were conducted at Mr. 14 Epstein's townhouse over the weekend? 15 MR. ROSSMILLER: Not in ways that I am aware of now, 16 your Honor. Again, we are very much in progress on the search. 17 We will continue to consider any other implications beyond this 18 case as we continue to review those materials. 19 On a separate note, your Honor, I want to add the 20 government noted it is aware of its victim obligations. In 21 terms of notification, we have made notification to individuals 22 that we are in particular aware of. We also have listed a 23 phone number for victims to be in touch with the FBI, with the 24 U.S. Attorney's office. We have also put a website up and have 25 asked victims to be in touch with us through those sources as SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000391 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 5 of 26 PRELIMINARY STATEMENT Ghislaine Maxwell respectfully submits this Memorandum in Opposition to the government's July 2, 2020 Memorandum in Support of Detention ("Gov. Mem."). It is difficult to recall a recent case that has garnered more public attention than the government's prosecution of Jeffrey Epstein ("Epstein"). In July 2019, Epstein was indicted for offenses relating to sexual misconduct, amid overwhelming media attention focused on the nature of the charges and Epstein's wealth and lifestyle. On August 10, 2019, Epstein died in federal custody, and the media focus quickly shifted to our client—wrongly trying to substitute her for Epstein—even though she'd had no contact with Epstein for more than a decade, had never been charged with a crime or been found liable in any civil litigation, and has always denied any allegations of claimed misconduct. Many of these stories and online posts were threatening and harassing to our client and those close to her. But sometimes the simplest point is the most critical one: Ghislaine Maxwell is not Jeffrey Epstein. She was not named in the government's indictment of Epstein in 2019, despite the fact that the government has been investigating this case for years. Instead, the current indictment is based on allegations of conduct that allegedly occurred roughly twenty-five years ago. Ms. Maxwell vigorously denies the charges, intends to fight them, and is entitled to the presumption of innocence. Far from "hiding," she has lived in the United States since 1991, has litigated civil cases arising from her supposed ties to Epstein, and has not left the country even once since Epstein's arrest a year ago, even though she was aware of the pending, and highly publicized, criminal investigation. She should be treated like any other defendant who comes before this Court, including as to bail. Under the Bail Reform Act, case law in this Circuit and other circuits, as well as decisions of this Court, Ms. Maxwell should be released on bail, subject to the strict conditions proposed below. DOJ-OGR-00001585 --- PAGE BREAK --- Case#:19-cr-00490-RMB Document 18 Filed 07/16/19 Page 6 of 18 6 well. That is just to round out the notification that the U.S. Attorney's office has made. MR. WEINGARTEN: May I be heard briefly on that? THE COURT: Sure. MR. WEINGARTEN: For us, your Honor, the NPA is the center of the universe for everything, search included, because the NPA was the result of an extensive 3-year investigation by law enforcement in Florida. In essence, the Feds made Mr. Epstein plead to a state offense and they declined prosecution federally, and that is translated in the NPA. Mr. Epstein did his time, Mr. Epstein is on the registration list, and Mr. Epstein paid the alleged victims. As I am sure you have noted from the indictment, that conduct too is an ancient history. That conduct is 2002 to 2005. It is our belief that this is basically a re-do. This is basically the Feds today, not happy with what happened in the decision that led to the NPA, redoing the same conduct that was investigated 10 years ago and calling it, instead of prostitution, calling it sex trafficking. We think that is the heart of everything, and that will be the centerpiece of our defense, at least legally. THE COURT: My understanding of what the government is asserting is that the episodes that occurred in Manhattan were not included in the nonprosecution agreement in Florida and that there is a separate basis not only for a sex trafficking SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000392 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 6 of 26 Background. Ms. Maxwell, 58, is a naturalized U.S. citizen who has resided in the United States since 1991. She is also a citizen of France, where she was born, and of the United Kingdom, where she was educated and spent her childhood and formative years. Ms. Maxwell graduated from Oxford University. She moved to the United States in 1991, and has lived in this country ever since that time. Ms. Maxwell has maintained extremely close relationships with her six siblings and her nephews and nieces. They all stood by her in the aftermath of the July 2019 indictment of Epstein and continue to stand by her now. She is especially close to two of her sisters and their children, all of whom reside in the United States. Ms. Maxwell also has numerous friends in the United States who themselves have children, and she is a godmother to many of them. Ms. Maxwell's family and friends have remained committed to her because they do not believe the allegations against her, which do not match the person they have known for decades. The Government's Position. The government has the burden of persuasion in showing that detention is warranted, and that there are no conditions or combination of conditions that will secure a defendant's appearance in court. In seeking to carry this burden, the government relies on the presumption of detention in 18 U.S.C. § 3142(e)(3)(E), and argues that Ms. Maxwell poses a flight risk because she supposedly lacks ties to the United States; is a citizen of the United Kingdom and France, as well as a citizen of the United States, and has passports for each country; has traveled internationally in the past; and has financial means. And echoing recent media stories, the government speculates that Ms. Maxwell was "hiding" from law enforcement during the pendency of the investigation, even though she has been in regular contact with the government, through counsel, since Epstein's arrest. Finally, the government argues that the nature and circumstances of the offense and the weight of the evidence warrant 2 DOJ-OGR-00001586 --- PAGE BREAK --- Case #19-cr-00490-RMB Document 18 Filed 07/16/19 Page 7 of 18 1 count but also for a sex trafficking conspiracy count. 2 MR. WEINGARTEN: We have had good conversations with 3 the prosecutors, and we like and respect them. We are looking 4 forward to getting discovery. We are interested to see whether 5 the prosecutors in Florida, who are now under severe criticism 6 10 years later, steered the alleged victims to New York, 7 whether or not they violated their responsibilities under the 8 NPA. 9 THE COURT: Whether the federal prosecutors in Florida 10 violated their terms and conditions? 11 MR. WEINGARTEN: That will certainly be germane. 12 THE COURT: Is that the point? 13 MR. WEINGARTEN: Yes. 14 THE COURT: Got it. 15 MR. ROSSMILLER: Your Honor, if I could very briefly 16 respond to those points? 17 THE COURT: Sure. 18 MR. ROSSMILLER: I expect this will be briefed and 19 argued on Thursday. I don't intend to go into extensive 20 details about that. I just want to flag for the Court that 21 defense counsel is saying that this conduct is ancient. What 22 he is not saying is it is beyond the statute of limitations, 23 because it is not. 24 Second, the allegation that this is some kind of a 25 conspiracy within the Department of Justice is just false. SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000393 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 7 of 26 detention. Importantly, in contrast with the bail position it took with Epstein, the government does not and cannot assert that Ms. Maxwell presents a danger to the community under Section 3142(g)(4). Ms. Maxwell's Response. The Court should exercise its discretion to grant bail to Ms. Maxwell, on the strict conditions proposed below (or as modified by the Court), for two compelling reasons. First, the COVID-19 crisis and its impact on detained defendants warrants release. As this Court has noted, the COVID-19 pandemic represents an unprecedented health risk to incarcerated individuals, and COVID-19-related restrictions on attorney communications with pretrial detainees significantly impair a defendant's ability to prepare her defense. Simply put, under these circumstances, if Ms. Maxwell continues to be detained, her health will be at serious risk and she will not be able to receive a fair trial. (See infra Section I, pages 5 to 9). Second, the Court should grant bail because the government has not met its burden under the Bail Reform Act and controlling case law. The presumption relied on by the government may be rebutted, and is so here. Ms. Maxwell has strong ties to the community: she is a U.S. citizen and has lived in this country for almost 30 years; she ran a non-profit company based in the United States until the recent media frenzy about this case forced her to wind it down to protect her professional colleagues and their organizations; and she has very close ties with family members and friends in New York and the rest of the country. Nor does her conduct indicate that she is a flight risk: she has no prior criminal record; has spent years contesting civil litigation arising from her supposed ties to Epstein; and has remained in the United States from the time of Epstein's arrest until the present, with her counsel in regular contact with the government. She did not flee, but rather left the public eye, for the entirely understandable 3 DOJ-OGR-00001587 --- PAGE BREAK --- Case #19-cr-00490-RMB Document 18 Filed 07/16/19 Page 8 of 18 8 1 There is evidence to support that. The investigation was 2 begun and conducted entirely separate from any other district. 3 It began in the Southern District of New York. 4 5 Certainly there is evidence that was gathered that is 6 consistent with and even overlapping with the prior 7 investigation. But as the Court noted, in particular an entire 8 count of this indictment is with respect to New York victims. 9 And that is before we even get to the fact that the 10 nonprosecution agreement does not bind the Southern District of 11 New York. 12 THE COURT: I was going to ask you about that too. 13 Now that you have mentioned the topic, explain that, would you. 14 MR. ROSSMILLER: Yes, your Honor. I do expect that we 15 can brief this, but the short version is that this prosecution 16 is not precluded by the nonprosecution agreement entered into 17 by the defendant in the Southern District of Florida. That 18 agreement expressly referred to that federal district. It 19 didn't purport to bind any other office or district. 20 It is well-settled in the Second Circuit that a plea 21 agreement in one U.S. Attorney's office does not bind another 22 unless otherwise stated. That is even if, based on case law, 23 the agreement refers generally to "the government." Again, 24 additionally, as set forth in the indictment returned by the 25 grand jury, the substantive count alleges acts occurring in New York and alleges New York-based victims. SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000394 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 8 of 26 purpose of protecting herself and those close to her from the crush of media and online attention and its very real harms—those close to her have suffered the loss of jobs, work opportunities, and reputational damage simply for knowing her. The government’s remaining arguments—about Ms. Maxwell’s passports, citizenship, travel and financial means—also fail because they would require that every defendant with multiple citizenship and financial means be denied bail, which is simply not the law. Finally, as discussed below, the government’s position regarding the nature and circumstances of the offense and weight of its evidence, which relates to alleged conduct that is roughly twenty-five years old, is not persuasive and does not alter the bail analysis. (See infra Section II, pages 9 to 21). Proposed Bail Conditions. In light of the above, we propose the following bail conditions, which are consistent with those that courts in this Circuit have imposed in analogous situations: (i) a $5 million personal recognizance bond, co-signed by six financially responsible people, all of whom have strong ties to Ms. Maxwell, and secured by real property in the United Kingdom worth over $3.75 million; (ii) travel restricted to the Southern and Eastern Districts of New York; (iii) surrender of all travel documents with no new applications; (iv) strict supervision by Pretrial Services; (v) home confinement at a residence in the Southern District of New York with electronic GPS monitoring; (vi) visitors limited to Ms. Maxwell’s immediate family, close friends and counsel; (vii) travel limited to Court appearances and to counsel’s office, except upon application to Pretrial Services and the government; and (viii) such other terms as the Court may deem appropriate under Section 3142. The Bail Reform Act does not discard the presumption of innocence; Ms. Maxwell is entitled to that presumption here, as she is in all aspects of this case. See 18 U.S.C. § 3142(j) (“Nothing in this section [3142] shall be construed as modifying or limiting the presumption of 4 DOJ-OGR-00001588 --- PAGE BREAK --- Case #19-cr-00490-RMB Document 18 Filed 07/16/19 Page 9 of 18 1 That is in spite of the fact that the Southern 2 District is not bound, is not a signatory to, and otherwise has 3 no connection to the NPA. And there is no evidence that we have 4 come across that the Southern District of New York was 5 consulted, asked, involved, notified as far as we have seen. 6 For those reasons and others I'm sure we will brief, 7 we don't think the NPA applies to us. 8 MR. WEINBERG: If I may reply briefly, your Honor? 9 THE COURT: Yes. 10 MR. WEINBERG: I have been one of Mr. Epstein's 11 counsel through the CVRA litigation which started in 2008 and 12 continues. In fact, our briefing is today. The NPA provided 13 him with immunity for any offenses arising from a joint 14 FBI/grand jury/U.S. Attorney investigation that led to a 15 decision by Mr. Epstein to plead to a higher state offense than 16 the state prosecutors contemplated. He went to jail, signed an 17 agreement, and has lived up to its terms 100 percent. 18 We have seen in the paperwork of the CVRA, in the 19 Southern District of Florida, in writing at docket 205-2 the 20 government's motion to dismiss CVRA, urging that the witnesses 21 there go to the Southern District of New York and essentially 22 try to motivate them to prosecute for the very same conduct, in 23 other words, the conduct that Mr. Epstein was immunized, 24 including travel between two states, telephonic communications 25 between two states. Florida immunized him for the same travel SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000395 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 9 of 26 innocence. The government has failed to meet its burden of establishing that Ms. Maxwell presents an "actual risk of flight" and must be detained under Section 3142. The strict bail conditions outlined above are appropriate under the circumstances and are the "least restrictive" set of conditions that will "reasonably assure" Ms. Maxwell's appearance in Court, without the health and access to counsel risks inherent in the government's request that Ms. Maxwell be detained pending trial. See 18 U.S.C. § 3142 (c)(1)(B). Under the controlling legal standards, Ms. Maxwell should be released on bail. ARGUMENT There are two compelling reasons why the Court should order Ms. Maxwell's release on bail pursuant to the strict conditions she has proposed: First, Ms. Maxwell will be at significant risk of contracting COVID-19 if she is detained, and she will not be able to meaningfully participate in the preparation of her defense due to the restrictions that have been placed on attorney visits and phone calls in light of the pandemic. Second, the government has failed to carry its burden under 18 U.S.C. § 3142 that no combination of conditions can be imposed that will reasonably assure Ms. Maxwell's presence in court. I. The Conditions Created by the COVID-19 Pandemic Mandate the Release of Ms. Maxwell. Impact of COVID-19 on the Prison Population. We submit that the conditions created by the COVID-19 pandemic compel Ms. Maxwell's release pursuant to appropriate bail conditions. Four months ago, this Court held in United States v. Stephens, 15-CR-95 (AJN), 2020 WL 1295155 (S.D.N.Y. Mar. 19, 2020), that COVID-19 is an "unprecedented and extraordinarily dangerous" threat that justifies release on bail. Id. at *2. In that case, the defendant, who had no underlying medical conditions, filed an emergency motion for reconsideration of the Court's 5 DOJ-OGR-00001589 --- PAGE BREAK --- Case1:18-cr-00490-RMB Document 18 Filed 07/16/19 Page 10 of 18 10 and telephonic communications as well as the 1591 category. In addition, the Department of Justice reviewed the NPA on several occasions in 2008 and essentially confirmed that the exercise of discretion shown in Florida was appropriate. But the most important thing is that there was communication between the prosecutors in Florida, perhaps through prosecutors in Georgia that took over the case because the Florida prosecutors were recused as a result of Judge Marrah's decisions in the CVRA case. We know the government is relying in part on evidence that was generated by the Southern District of Florida case back in 2007. They have talked about message pads, telephone records. They are the same message pads and telephone records that reflect conduct that was exclusively 15, 16, 17 years ago. So we do have a principal position that we will put to the Court at the appropriate time regarding the legality of this prosecution and whether or not it is appropriately barred. I can say as a criminal defense lawyer of 45 years, when there is an interstate wire, mailing, travel, and there is one district that is conducting an investigation, you negotiate with that district and count on the Department of Justice to what it does every day decade after decade after decade, which is not to go to the second jurisdiction that received the mail that was sent from the immunizing jurisdiction and have a prosecution on the very same conduct. We will be briefing SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-0000396 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 10 of 26 prior detention order based in part on the risks brought on by COVID-19. At the time, COVID-19 had only begun to take its devastating toll on New York, and there was no known outbreak in the prison population. Nevertheless, the Court noted that "inmates may be at a heightened risk of contracting COVID-19 should an outbreak develop," and, based in part on this changed circumstance, ordered the defendant released. Id. Since the Court issued its opinion in Stephens, the COVID-19 risks to inmates have increased dramatically, as there have been significant outbreaks of COVID-19 in correctional facilities. In the last month alone, the number of prison inmates known to have COVID-19 has doubled to 68,000, and prison deaths tied to COVID-19 have increased by 73 percent.1 Indeed, as of July 2, 2020, nine of the ten largest known clusters of the coronavirus in the United States are in federal prisons and county jails.2 As this Court noted last month, "the 'inability [of] individuals to socially distance, shared communal spaces, and limited access to hygiene products' [in correctional facilities] make community spread all but unavoidable." United States v. Williams-Bethea, No. 18-CR-78 (AJN), 2020 WL 2848098, at *5 (S.D.N.Y. June 2, 2020) (citation and internal quotation marks omitted). The risks are further enhanced by the possibility of a second wave of coronavirus cases.3 In particular, COVID-19 has begun to spread through the Metropolitan Detention Center (MDC), where Ms. Maxwell has been housed since the Bureau of Prisons (BOP) transferred her there on July 6, 2020. According to the MDC's statistics, as of April 3, 2020, two inmates and 1 Timothy Williams, et al., Coronavirus Cases Rise Sharply in Prisons Even as They Plateau Nationwide, N.Y. Times, available at https://www.nytimes.com/2020/06/16/us/coronavirus-inmates-prisons-jails.html (last updated June 30, 2020). 2 Coronavirus in the U.S.: Latest Map and Case Count, N.Y. Times, available at https://www.nytimes.com/interactive/2020/us/coronavirus-us-cases.html#clusters (last updated July 2, 2020). 3 See, e.g., Audrey Cher, WHO's Chief Scientist Says There's a "Very Real Risk" of a Second Wave of Coronavirus As Economies Reopen, CNBC, June 9, 2020, available at https://www.cnbc.com/2020/06/10/who-says-theres-real-risk-of-second-coronavirus-wave-as-economies-reopen.html. 6 DOJ-OGR-00001590 --- PAGE BREAK --- Case18-cr-00490-RMB Document 18 Filed 07/16/19 Page 11 of 18 11 that. THE COURT: Do you anticipate that there is going to be any discussion here about the legality of the NPA? MR. WEINBERG: Not the legality of the NPA. I think the discussion here is going to be about its scope. THE COURT: From the defense, yes. You don't think you expect to hear anything from the government, for example? MR. WEINBERG: In the Southern District case, the CVRA case, maybe two weeks ago the Northern District of Georgia prosecutors, who are proxy for the Southern District of Florida, filed the submission before District Judge Marrah in the CVRA case totally supporting the constitutionality and legality of the NPA, their discretion to enter into it, and that there absolutely has never been a charge that Mr. Epstein ever did anything other than fully perform his end as a citizen who is expecting the benefits of a contract that he lived up to. THE COURT: I thought there had been some contention that the way that the victims vis-a-vis the Florida NPA were dealt with or not dealt with was one basis for attacking the legality of that arrangement. MR. WEINBERG: The petitioners are vigorously and have vigorously for many years challenged, many years starting quite frankly after Mr. Epstein performed his obligations to go to jail and challenged it, claiming that there was no consultation SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000397 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 11 of 26 five staff had tested positive; by June 30, 2020, those numbers had risen to 14 and 41, respectively.4 The increased spread among prisons means that the COVID-19 risks that were present in the Stephens case four months ago are far more serious for Ms. Maxwell now and mandate her release. Impact of COVID-19 on the Ability to Prepare the Defense. The Stephens opinion provides yet another independent basis that, we submit, requires Ms. Maxwell's release: if she is detained, her ability to meet with her attorneys and prepare for her defense will be significantly impaired and she will not be able to meaningfully participate in the preparation of her defense. In Stephens, the Court found that this factor required the defendant's release under 18 U.S.C. § 3142(i), which provides for temporary release based on a determination that such release is "necessary for preparation of the person's defense." Stephens, 2020 WL 1295155 at *3. The Court noted that the spread of COVID-19 had compelled the BOP to suspend all in-person visits, including legal visits, except as allowed on a case-by-case basis. Id. at *3. That suspension persists to this day.5 In a case such as this, which will require assessing evidence relating to events that occurred approximately twenty-five years ago, including documents and personal recollections, numerous in-person meetings between counsel and Ms. Maxwell will be critical to the preparation of the defense. The recent resurgence of the pandemic calls into question whether these meetings will ever be able to happen in advance of her trial. As in 4 See April 3, 2020 Report from the BOP regarding the Metropolitan Detention Center and Metropolitan Correctional Center ("MDC and MCC Report"), available at https://img.nyed.uscourts.gov/files/reports/bop/20200403_BOP_Report.pdf; and June 30, 2020 MDC and MCC Report, available at https://www.nyed.uscourts.gov/pub/bop/MDC_MCC_20200630_071147.pdf. 5 See BOP COVID-19 Modified Operations Plan, available at https://www.bop.gov/coronavirus/covid19_status.jsp. 7 DOJ-OGR-00001591 --- PAGE BREAK --- Case18-cr-00490-RMB Document 18 Filed 07/16/19 Page 12 of 18 12 prior to the government's entering the agreement. The Department of Justice at the time did not believe the CVRA extended absent a federal charge. The predicate is a federal crime that harms a victim. The petitioners have vigorously asserted a different position. Judge Marrah, in a summary judgment motion, agreed with the petitioners as to the fault of the government in not conferring. The issue of remedy is before Judge Marrah at the present time, your Honor. THE COURT: Okay. MR. ROSSMILLER: Your Honor, if I may very briefly? THE COURT: Yes. MR. ROSSMILLER: The crux of the defense argument here I think cuts precisely the other way. They are arguing that the Southern District of Florida has sort of sent up a flag that these prosecutions could be undertaken elsewhere. That's true. The Southern District of Florida has argued in papers that they believed, the Southern District of Florida believed, that the nonprosecution agreement was limited to that district. They have said that out loud and in public and in their positions in filing. So certainly this investigation was not shoveled to the Southern District of New York from anywhere else, including the Department of Justice. We expect that the nonprosecution agreement will not be an impediment, in particular because the defendant certainly did not lack for sophisticated counsel in SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000398 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 12 of 26 Stephens, Ms. Maxwell's inability to meet with her attorneys while this policy is in effect constitutes a "compelling reason" requiring her release. Stephens, 2020 WL 1295155 at *3.6 Even speaking by phone with Ms. Maxwell presents daunting challenges due to COVID-19-related protocols requiring at least 72 hours' notice to schedule a call, unless it is urgent, in which case counsel can email a request to the MDC. As counsel learned this past week, however, even an urgent call request does not mean the call will take place in the time required. At approximately 5:30 p.m. on July 6, 2020, the Court ordered us to confer with Ms. Maxwell about waiving her physical presence at the arraignment, initial appearance, and bail hearing, and ordered counsel for both sides to jointly report back by 9:00 p.m. that night with a proposed date and time for these proceedings. We promptly emailed the MDC to request an urgent call, making specific reference to the Court's Order, but were not connected with Ms. Maxwell until 9:00 p.m. There will no doubt be other orders of the Court with no guarantees we will be able to reach our client in time if she is detained.7 In addition, during this past week, Ms. Maxwell has not been able to physically review documents and has had limited access to writing materials. The prohibition on in-person visits means we must read to her any documents requiring her review, and she has virtually no ability to take notes. The age of the allegations in this case compound these problems. Under the current circumstances, Ms. Maxwell cannot review 6 Since the Court issued its opinion in Stephens, numerous other courts in this District have ordered defendants released on bail, over the government's objection, due to the pandemic and its impact on the defendant's ability to prepare for trial. See, e.g., United States v. Carrillo-Villa, 20-MJ-3073 (SLC) (S.D.N.Y. Apr. 6, 2020) (releasing undocumented defendant in drug conspiracy case because of inability to meaningfully communicate with lawyer and risk of COVID-19); United States v. Hudson, 19-CR-496 (CM) (S.D.N.Y. Mar. 19, 2020) (releasing defendant in drug conspiracy, loansharking, and extortion case, whose two prior, pre-COVID-19 bail applications were denied, because of inability to prepare for upcoming trial and risk of COVID-19); United States v. Chandler, 19-CR-867 (PAC), 2020 WL 1528120, at *1 (S.D.N.Y. Mar. 31, 2020) (releasing defendant on felon in possession case, with prior manslaughter conviction, due to inability to prepare for trial due to COVID-19 restrictions). 7 The government has recently worked with the BOP to set up a standing call between counsel and Ms. Maxwell each morning until the initial appearance to facilitate attorney-client communications. While we greatly appreciate these efforts, they are a short-term patch to a persistent problem that shows no signs of abating. Nor would it be appropriate, on an ongoing basis, for the prosecutors to be involved in and dictate the date and time of our communications with our client in connection with the preparation of our defense. 8 DOJ-OGR-00001592 --- PAGE BREAK --- Case18-cr-00490-RMB Document 18 Filed 07/16/19 Page 13 of 18 13 1 negotiating that agreement, which again did not include the 2 Southern District of New York. We don't expect that to be any 3 impediment at all here. 4 THE COURT: Got it. 5 This is a small item. In the pretrial services report 6 which was prepared today -- how many, if more than one, 7 passports does Mr. Epstein have? 8 MR. WEINGARTEN: Mr. Epstein reported today one. Two 9 others were rescinded. As we understand it, there is one 10 effective passport today. 11 I would like to make one other point about the 12 pretrial that is extremely important. 13 THE COURT: Go ahead. 14 MR. WEINGARTEN: The way it reads is that we have 15 refused to provide information about income and assets. 16 THE COURT: I didn't really read it that way myself. 17 I thought it was incomplete in some places and I thought it 18 could be beefed up, so to speak. But I imagine that in the 19 bail application those matters may be dealt with. 20 MR. WEINGARTEN: Exactly. 21 THE COURT: For Mr. Rossmiller: In your letter you 22 describe some obstruction or harassment, witness tampering, 23 alleged, by Mr. Epstein. That, I take it, is going to be 24 included in any response or any bail submission made by the 25 government? SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000399 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 13 of 26 documents and other evidence from approximately twenty-five years ago and meaningfully assist in the preparation of her defense. These restrictions are additional "compelling reasons" justifying her release. See id.8 II. The Government Has Not Carried Its Burden Under 18 U.S.C. § 3142. The grave concerns raised by the current COVID-19 crisis notwithstanding, Ms. Maxwell must be released because she has met her limited burden of production showing that she does not pose a flight risk, and the government has entirely failed to demonstrate that no release condition or combination of conditions exist that will reasonably assure Ms. Maxwell's presence in court. A. Applicable Law As the Supreme Court has recognized, "[i]n our society liberty is the norm, and detention prior to trial or without trial is the carefully limited exception." United States v. Salerno, 481 U.S. 739, 755 (1987). Pretrial detention is appropriate only where "no condition or combination of conditions will reasonably assure the appearance of the [defendant]." United States v. Sabhnani, 493 F.3d 63, 75 (2d Cir. 2007) (quoting 18 U.S.C. § 3142(e)). The Bail Reform Act provides that a court "shall order the pretrial release" of the defendant (18 U.S.C. § 3142(b)) (emphasis added), but may impose bail conditions if "such release will not reasonably assure the appearance" of the defendant in court. 18 U.S.C. § 3142(c). Where conditions are necessary, such release shall be "subject to the least restrictive . . . set of conditions that [the court] determines will reasonably assure the appearance of the person as required." 18 U.S.C. § 3142(c)(1)(B) (emphasis added). Consequently, "[u]nder this statutory scheme, 'it is only a limited group of offenders who should be denied bail pending trial.'" Sabhnani, 493 F.3d at 75 (citation and internal quotation marks omitted). 8 See also Letter of Sean Hecker to Hon. Margo K. Brodie (July 8, 2020), Federal Defenders of New York, Inc. v. Federal Bureau of Prisons, et al., No. 19 Civ. 660 (E.D.N.Y.) (Doc. No. 78) (detailing absence of in-person visitation, highly limited VTC and telephone call capacity, and issues pertaining to legal mail and legal documents). --- PAGE BREAK --- Case18-cr-00490-RMB Document 18 Filed 07/16/19 Page 14 of 18 14 1 MR. ROSSMILLER: Your Honor, I think we addressed that 2 in our initial submission. To the extent defense counsel has a 3 response to it, we will evaluate that response and see whether 4 additional submission from the government is required or 5 appropriate. 6 THE COURT: I think that's it for me in terms of 7 questions that I might have had. 8 There is, of course, a conspiracy charge here, one of 9 the two counts. It may be early in your investigation to know. 10 Do you anticipate that there may be other defendants in this 11 proceeding? 12 MR. ROSSMILLER: Your Honor, we don't expect any 13 imminent superseding indictments in this case. It certainly is 14 possible down the road. 15 MR. WEINGARTEN: May I make one point, your Honor? 16 These obstruction allegations we find very nettlesome and 17 bothering. My understanding is that the Feds and Mr. Epstein's 18 attorneys back in the early 2000s, or 2007 and 8, when they 19 were negotiating were looking desperately for an appropriate 20 statute. They finally settled on a state statute that Mr. 21 Epstein pled to. We all know how unusual that is. There was 22 some consideration of a federal statute, including obstruction. 23 So lawyers in good faith were having discussions back 24 and forth whether or not they could squeeze Mr. Epstein's 25 conduct into a particular statute, and they concluded they SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000400 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 14 of 26 The government bears a dual burden in seeking pre-trial detention. First, the government must show "by a preponderance of the evidence that the defendant . . . presents an actual risk of flight." Sabhnani, 493 F.3d at 75 (emphasis added). If the government is able to satisfy this burden, it must then "demonstrate by a preponderance of the evidence that no condition or combination of conditions could be imposed on the defendant that would reasonably assure his presence in court." Id. In determining whether there are conditions of release that will reasonably assure the appearance of the defendant, the court must consider (1) the nature and circumstances of the offense charged; (2) the weight of the evidence against the person; (3) the history and characteristics of the person; and (4) the nature and seriousness of the danger to any person or the community that would be posed by the person's release. 18 U.S.C. § 3142(g). In this case, unlike in the Epstein case, the government does not contend that Ms. Maxwell poses any danger to the community, and therefore the fourth factor does not apply. The Bail Reform Act contains a rebuttable presumption, applicable based on certain of the crimes charged here, that no conditions will reasonably assure against flight. See 18 U.S.C. § 3142(e)(3)(E). In cases where this presumption applies, the "defendant bears a limited burden of production—not a burden of persuasion—to rebut that presumption by coming forward with evidence that [she] does not pose . . . a risk of flight." See United States v. English, 629 F.3d 311, 319 (2d Cir. 2011) (quotation omitted). This rebuttable presumption can be readily satisfied, United States v. Conway, No. 4-11-70756 MAG (DMR), 2011 WL 3421321, at *2 (N.D. Cal. Aug. 3, 2011), and "[a]ny evidence favorable to a defendant that comes within a category listed in § 3142(g) can affect the operation" of the presumption. United States v. Dominguez, 783 F.2d 702, 707 (7th Cir. 1986); see also United States v. Mattis, No. 20-1713, 10 DOJ-OGR-00001594 --- PAGE BREAK --- Case1:18-cr-00490-RMB Document 18 Filed 07/16/19 Page 15 of 18 15 couldn't because the facts didn't fit. That is my understanding of how those obstruction discussions arose. THE COURT: Got it. In terms of bail application, it would be helpful, and maybe this is your anticipation, to file written submissions. If you could do that. What I'm getting to is Thursday afternoon is not a good time, in my opinion. I would prefer to do it, if you would go along with this, Monday morning at, say, 9:30. That would give everybody more time to make these submissions and to study them. Is that agreeable? MR. WEINGARTEN: Yes. MR. WEINBERG: Yes. THE COURT: Why don't we say Monday at 10:00. Have you arranged written submissions on any time schedule with Magistrate Judge Pitman? MR. ROSSMILLER: May we have just a moment, your Honor, with defense counsel? THE COURT: Yes, would you. And also determine if one party or the other is going first and that the other is responding or they are simultaneous. MR. ROSSMILLER: Yes, your Honor. Thank you. (Pause) MR. ROSSMILLER: Your Honor, the government is prepared to rely on its initial submission at least for its first argument. I expect defense counsel will respond to that SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000401 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 15 of 26 2020 WL 3536277, at *4–5 (2d Cir. June 30, 2020). Although the presumption “remains a factor to be considered” even after the defendant has met her burden of production, “[a]t all times . . . the government retains the ultimate burden of persuasion by . . . a preponderance of the evidence” that the defendant poses a flight risk that cannot be addressed by any bail conditions. English, 629 F.3d at 319 (citation and internal quotation marks omitted); see also United States v. Deutsch, No. 18-CR-502 (FB), 2020 WL 3577398, at *5 (E.D.N.Y. July 1, 2020). And regardless of the presence of the presumption or the nature of the charges alleged, “[n]othing in this section [3142] shall be construed as modifying or limiting the presumption of innocence.” 18 U.S.C. § 3142(j); see also United States v. Crowell, No. 06-CR-291E(F), 2006 WL 3541736, at *3 (W.D.N.Y. Dec. 7, 2006) (those charged with crimes involving minors “continue to enjoy the presumption of innocence in setting conditions of release.”). B. Ms. Maxwell Has Rebutted the Presumption That She Poses a Flight Risk, and the Government Has Not Carried Its Burden That No Combination of Conditions Can Be Imposed To Reasonably Assure Her Presence In Court The government has not carried its burden of establishing that no set of conditions will reasonably assure Ms. Maxwell’s appearance in court. As set forth below, Ms. Maxwell’s personal history, her family and other ties to this country, and her conduct prior to her arrest easily rebut the presumption that she presents a risk of flight. For these same reasons, the government cannot establish that the strict bail conditions she proposes, which are consistent with a number of cases in this Circuit in which courts have ordered release, will not “reasonably assure” her presence in court. Accordingly, the Court should order Ms. Maxwell released pursuant to her proposed conditions. 11 DOJ-OGR-00001595 --- PAGE BREAK --- Case 1:18-cr-00490-RMB Document 18 Filed 07/16/19 Page 16 of 18 16 1 and propose a package. Then the government would like an opportunity to reply to that submission. 2 3 The parties would be happy to make those deadlines 4 Thursday and Saturday respectively. However, we are also happy 5 to back that up a little bit if the Court prefers not to 6 receive the government's submission over the weekend. We could 7 do an earlier deadline on Thursday for defense and a late 8 Friday deadline for the Court from the government, depending on 9 what the Court prefers. 10 THE COURT: I was going to propose defense Thursday at 11 noon. Is that okay to get your submission in? 12 MR. WEINBERG: We can do that, your Honor. 13 THE COURT: Thanks. 14 And if you could respond Friday by 5:00 p.m. 15 MR. ROSSMILLER: We will, your Honor. Thank you. 16 THE COURT: Then we can have oral presentations. I 17 take it everybody wants to have oral presentations in addition 18 to the written. I'll set aside as much time as we need on the 19 15th at 10:00. 20 I ask the government if there is a speedy trial issue 21 or application that takes us to Monday at 10:00 a.m. 22 MR. ROSSMILLER: Yes, your Honor. The government asks 23 that speedy trial time be excluded until Monday. We do expect 24 to begin the process of working on producing discovery, to 25 include discussions with defense counsel about a protective SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000402 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 16 of 26 1. Ms. Maxwell's Personal History and Characteristics Demonstrate That She Is Not a Flight Risk a. Ms. Maxwell Has No Prior Criminal Record, and Has Significant Ties to the United States and the New York Region Ms. Maxwell's history and characteristics do not "strongly support detention," as the government contends (Gov. Mem. at 6), but instead demonstrate that she is firmly rooted in this country and that her appearance can be reasonably assured with appropriate bail conditions. Ms. Maxwell has no criminal record, which includes the approximately twenty-five-year period from the time the conduct alleged in the indictment took place to the present. Ms. Maxwell also has significant ties to the United States. She has lived in this country for almost 30 years and became a naturalized U.S. citizen in 2002. Ms. Maxwell also has strong family ties to this country. Two of her sisters, who have agreed to co-sign her bond, live in the United States, and they have several children who are U.S.-born citizens. Ms. Maxwell is very close with her sisters and maintains regular contact with them, as well as with her nieces and nephews. Ms. Maxwell also has numerous close friends and professional colleagues who reside in this country. In sum, the United States has been Ms. Maxwell's home for decades. b. Ms. Maxwell Has Actively Litigated Civil Cases in this District and Has Not Left the United States Since Epstein's 2019 Arrest Ms. Maxwell has never once attempted to "hide" from the government or her accusers, and has never shown any intent to leave the country. To the contrary, Ms. Maxwell has always vehemently denied that she was involved in illegal or improper conduct related to Epstein, and her conduct has been entirely consistent with someone who fully intends to remain in this country and fight any allegations brought against her. For example, since 2015, and continuing through today, Ms. Maxwell has actively litigated several civil 12 DOJ-OGR-00001596 --- PAGE BREAK --- Case18-cr-00490-RMB Document 18 Filed 07/16/19 Page 17 of 18 17 1 order. I think, frankly, the outcome of that will be effected 2 by the coming week. But we do expect to have those 3 conversations and therefore request that speedy trial time be 4 excluded until Monday. 5 THE COURT: I am going to find under 18 United States 6 Code 3161 that the request for adjournment, joined in by both 7 sides, to and including Monday the 15th at 10:00 a.m., is 8 appropriate and warrants exclusion of the adjourned time from 9 speedy trial calculations. 10 I further find that the exclusion is designed to 11 prevent any possible miscarriage of justice to facilitate these 12 proceedings and, initially at least, so that counsel has time 13 to prepare written bail submission and to guarantee effective 14 representation of and preparation by counsel for both sides. 15 Thus, the need for exclusion and the ends of justice outweigh 16 the interests of the public and the defendant in a speedy trial 17 pursuant to 18 U.S.C. section 3161(h)(7)(A) and (B). 18 Does anybody want to add anything to today's session? 19 MR. ROSSMILLER: Your Honor. May we have one more 20 moment with defense counsel? 21 THE COURT: Sure. 22 (Pause) 23 MR. ROSSMILLER: Nothing from the government. Your 24 Honor. 25 THE COURT: Defense? SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000403 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 17 of 26 cases related to Epstein in the Southern District of New York and has sat for depositions in those cases. Similarly, throughout the course of the criminal investigation of this case, which has been publicly reported on for nearly a year, Ms. Maxwell has remained in the United States. Indeed, on July 7, 2019, the day after Epstein's arrest, Ms. Maxwell reached out to the prosecutors in the Southern District of New York, through counsel, and maintained regular contact with them right up to the point of her arrest. The government's broad assertion that Ms. Maxwell has engaged in "frequent international travel" in the last three years (Gov. Mem. at 6) obscures the critical point: she has not left the country even once since Epstein's arrest. Ms. Maxwell's decision to remain in the United States after Epstein's arrest and subsequent death in August 2019 is particularly significant because any incentive she may have had to flee would have been even more acute at that time. Within days of Epstein's death, a steady stream of press articles began turning the public's attention to Ms. Maxwell—wrongly substituting her for Epstein—and speculating that she had become the prime target of the government's investigation.9 Adding even more fuel to this fire, several of the women claiming to be victims of Epstein's abuse began publicly calling for her immediate arrest and prosecution. Despite the increasing risk of being criminally charged, and the media firestorm that was redirected toward her after Epstein's death, and despite having ample opportunity to leave the country, Ms. Maxwell stayed in the United States for almost an entire year until she was arrested. These actions weigh heavily in favor of release. See United States v. Friedman, 9 See, e.g., Spotlight turns on Jeffrey Epstein's British socialite 'fixer' Ghislaine Maxwell after his suicide - but will she be prosecuted?, Daily Mail (Aug. 10, 2019), https://www.dailymail.co.uk/news/article-7344765/Spotlight-turns-Jeffrey-Epsteins-fixer-Ghislaine-Maxwell-suicide.html; Ghislaine Maxwell: the woman accused of helping Jeffrey Epstein groom girls, The Guardian (Aug. 12, 2019), https://www.theguardian.com/us-news/2019/aug/12/ghislaine-maxwell-woman-accused-jeffrey-epstein-groom-girls; British socialite Ghislaine Maxwell in spotlight after Epstein's apparent suicide, NBC News (Aug. 12, 2019), https://www.nbcnews.com/news/us-news/british-socialite-ghislaine-maxwell-spotlight-after-epstein-s-apparent-suicide-n1041111. 13 DOJ-OGR-0001597 --- PAGE BREAK --- Case 18-cr-00490-RMB Document 18 Filed 07/16/19 Page 18 of 18 18 1 MR. WEINBERG: Nothing from the defense, your Honor. 2 THE COURT: Nice to see you all. See you on Monday. 3 Thank you. 4 (Adjourned) ... 25 SOUTHERN DISTRICT REPORTERS, P.C. (212) 805-0300 DOJ-OGR-00000404 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 18 of 26 837 F.2d 48, 49-50 (2d Cir. 1988) (overturning district court's decision that defendant posed a flight risk based in part on the ground that the defendant took "no steps" to flee jurisdiction in three-week period between execution of search warrant at home and arrest); United States v. DiGiacomo, 746 F. Supp. 1176, 1179-80 (D. Mass. 1990) (concluding defendants did not present a flight risk because each of them "for three years knew there was substantial evidence of the likely charges against them and did not attempt to flee before indictment"). Indeed, the absence of any allegation by the government that Ms. Maxwell was taking steps to leave the country at the time of her arrest is conspicuous. The government has offered no proof that she was making plans to leave the country. In fact, had the government alerted her counsel that she was about to be arrested, we would have arranged for Ms. Maxwell's prompt, voluntary surrender. Instead, the government arrested Ms. Maxwell without warning on the day before the July 4th holiday, thus ensuring that she would be in federal custody on the one-year anniversary of Epstein's arrest. c. Ms. Maxwell's Actions to Protect Herself From Intrusive Media Coverage and Death Threats Do Not Demonstrate an Intent to Flee Furthermore, the steps Ms. Maxwell took to leave the public eye after Epstein's arrest are not indicative of a risk of flight. The government notes that Ms. Maxwell dropped out of public view after Epstein's arrest, which the government seeks to portray as "hiding" from the law. The government further argues that she has taken several steps to avoid detection, including moving residences and switching her phone and email address. (Gov. Mem. at 8). But Ms. Maxwell did not take these steps to hide from law enforcement or evade prosecution. Instead, they were necessary measures that Ms. Maxwell was forced to --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 19 of 26 take to protect herself, her family members, her friends and colleagues, and their children, from unrelenting and intrusive media coverage, threats, and irreparable reputational harm. Ever since Epstein's arrest, Ms. Maxwell has been at the center of a crushing onslaught of press articles, television specials, and social media posts painting her in the most damning light possible and prejudging her guilt. The sheer volume of media reporting mentioning Ms. Maxwell is staggering. Since Epstein's arrest, she has been mentioned in literally thousands of media publications, news reports, and other online content. The media attention also spawned a carnival-like atmosphere of speculation about her whereabouts. In November 2019, the British tabloid, The Sun, even offered a £10,000 bounty for information about Ms. Maxwell's location. A headline reminiscent of a Wild West wanted poster read: "WANTED: The Sun is offering a £10,000 reward for information on Jeffrey Epstein pal Ghislaine Maxwell."10 And in the days leading up to her arrest, there was a deluge of media reports (all untrue) claiming that Ms. Maxwell was hiding out in an apartment in Paris to avoid questioning by the FBI.11 She has seen helicopters flying over her home and reporters hiding in the bushes. Indeed, since Ms. Maxwell's arrest on July 2, 2020, her counsel has been flooded with hundreds of media inquiries and solicitations from members of the public. The "open season" declared on Ms. Maxwell after Epstein's death has come with an even darker cost - she has been the target of alarming physical threats, even death threats, and has had to hire security guards to ensure her safety. The media feeding frenzy, which has only intensified in recent months, has also deeply affected her family and friends. Some of Ms. Maxwell's closest friends who had nothing whatsoever to do with Epstein have lost their jobs or 10 See https://www.the-sun.com/news/74018/the-sun-is-offering-a-10000-reward-for-information-on-jeffrey-epstein-pal-ghislaine-maxwell/. 11 See, e.g., https://www.dailymail.co.uk/news/article-8444137/Jeffrey-Epsteins-fugitive-madam-Ghislaine-Maxwell-hiding-luxury-Paris.html. 15 DOJ-OGR-00001599 --- PAGE BREAK --- suffered severe professional and reputational damage simply by being associated with her. Ms. Maxwell therefore did what any responsible person would do - she separated herself from everyone she cares about and removed herself from the public eye in order to keep herself and her friends out of harm's way.12 Lacking any evidence required under the governing standard that Ms. Maxwell presents an "actual risk of flight," Sabhnani, 493 F.3d at 75, the government's flight risk argument is reduced to the following: Ms. Maxwell is a woman of means who has foreign citizenship and has traveled internationally in the past, and who now faces serious charges. But if that were sufficient, then virtually every defendant with a foreign passport and any meaningful amount of funds would need to be detained as a flight risk. See Hung v. United States 439 U.S. 1326, 1329 (1978) (to detain based on risk of flight, government must show more than "opportunities for flight," and instead must establish an "inclination on the part of [the defendant] to flee"). That is not what the Bail Reform Act requires. Indeed, courts in this Circuit and elsewhere commonly find that bail conditions can adequately address risk of flight, even where individuals have foreign citizenship and passports or otherwise substantial foreign connections, and financial means. See, e.g., Sabhnani, 493 F.3d at 66; United States v. Hansen, 108 F. App'x 331 (6th Cir. 2004); United States v. Hanson, 613 F. Supp. 2d 85 (D.D.C. 2009); United States v. Bodmer, No. 03-cr-947(SAS), 2004 WL 169790, at *2-3 (S.D.N.Y. Jan. 28. 2004); United States v. Karni, 298 F. Supp. 2d 129 (D.D.C. 2004); United States v. Kashoggi, 717 F. Supp. 1048, 1050-52 (S.D.N.Y. 1989). Finally, the ongoing travel restrictions caused by the COVID-19 pandemic would pose a significant hurdle to Ms. Maxwell's ability to flee the United States, particularly to 12 The media spotlight has also drawn out people who claim to speak for Ms. Maxwell, and even purport to have had direct communications with her, but who, in fact, have no ties to Ms. Maxwell whatsoever. One such person has even given numerous television interviews on news shows in the United Kingdom. 16 DOJ-OGR-00001600 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 21 of 26 France and the United Kingdom.13 Notably, two weeks ago, this Court recognized in United States v. Abdellatif El Mokadem, No. 19-CR-646 (AJN), 2020 WL 3440515 (S.D.N.Y. June 23, 2020) that “concerns regarding risk of flight are mitigated by the ongoing [COVID-19] pandemic, which has understandably curtailed travel across the country, and, indeed, around the world.” Id. at *1. In that case, despite finding detention to be warranted on two prior occasions, the Court concluded that the government could no longer establish flight risk and ordered the defendant released pending sentencing. Id. (“Taking account of the COVID-19 pandemic, which had not yet reached this country when the Court last considered Defendant’s custody status, the balance now clearly and convincingly tips in Defendant’s favor . . . .”). Consideration of this factor weighs heavily in favor of release on the proposed bail conditions here. 2. The Nature and Circumstances of the Charges and the Weight of the Evidence Militate in Favor of Bail The Defense Has Rebutted the Presumption Relating to Certain of the Charges. The government relies on the statutory presumption of detention applicable to offenses involving minor victims. (Gov. Mem. at 4-5.) But unlike the position it took with Epstein, the government does not contend that Ms. Maxwell poses any danger to the community, or that she suffers from compulsive or addictive sexual proclivities. See United States v. Epstein, 425 F. Supp. 3d 306, 314-15 (S.D.N.Y. 2019). Even according to the indictment, Ms. Maxwell’s alleged participation in offenses involving minors ended in 1997. Here, the only 13 See, e.g., E.U. Formalizes Reopening, Barring Travelers From U.S., N.Y. Times, (June 30, 2020), available at https://www.nytimes.com/2020/06/30/world/europe/eu-reopening-blocks-us-travelers.html (confirming that the European Union will not open its borders to travelers from the United States, and “ [t]ravelers’ country of residence, not their nationality, will be the determining factor for their ability to travel to countries in the European Union”); England Drops Its Quarantine for Most Visitors, but Not Those From the U.S., N.Y. Times (July 3, 2020), available at https://www.nytimes.com/2020/07/03/world/europe/britain-quarantine-us-coronavirus.html (confirming that England will leave mandatory 14-day quarantine restrictions in place for travelers coming from the United States). --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 22 of 26 applicable presumption relates to risk of flight, and, as noted, Ms. Maxwell has rebutted that presumption based on her ties to the United States, her decision to remain in this country after Epstein's arrest, and all of the other reasons discussed above. This Court should follow other courts in this Circuit and elsewhere that have found that defendants rebutted the presumption and imposed appropriately strict bail conditions in cases involving alleged offenses against minors. See Deutsch, 2020 WL 3577398, at *5-6; United States v. Veres, No. 3:20-CR-18-J-32JBT, 2020 WL 1042051, at *3-4 (M.D. Fla. Mar. 4, 2020); Conway, 2011 WL 3421321, at *4-5. The Impact of the Potential Penalties Is Overstated. The government asserts that detention is warranted because of the potential for a long sentence in this case. (Gov. Mem. at 4-5.) This oversimplifies the governing standard. Although the severity of potential punishment is a relevant consideration, the Second Circuit "require[s] more than evidence of the commission of a serious crime and the fact of a potentially long sentence to support a finding of risk of flight." Friedman, 837 F.2d at 49-50 (district court's finding that defendant posed a risk of flight was clearly erroneous, despite potential for "long sentence of incarceration"); see also Sabhnani, 493 F.3d at 65, 76-77 (reversing detention order where defendants agreed to significant physical and financial restrictions, despite the fact that they faced a "lengthy term of incarceration"). Accordingly, the asserted potential for a long sentence does not meet the government's burden of persuasion.14 14 The government relies on United States v. Alindato-Perez, 627 F. Supp. 2d 58, 66 (D.P.R. 2009), cited approvingly by United States v. Moscaritolo, No. 10 Cr. 4 (JL), 2010 WL 309679, at *2 (D.N.H. Jan. 26, 2010) for the proposition that "[t]he steeper the potential sentence, the more probable the flight risk is, especially considering the strong case of the government . . . ." (Gov. Mem. at 5.) But Alindato-Perez is easily distinguished on its facts from Ms. Maxwell's case. Alindato-Perez was a narcotics case that did not involve 20-year old conduct as here, but instead involved a conspiracy that "continu[ed] until the date of the indictment." 627 F. Supp. 2d at 60-61. The evidence included eleven "clearly incriminating video tapes" and testimony from various cooperating witnesses, and the defendant faced a 10-year mandatory minimum sentence. Id. at 61-64. These factors are not present in this case. --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 23 of 26 Moreover, the government overstates the potential for Ms. Maxwell to spend "decades in prison" if she is convicted. (Gov. Mem. at 5.) In fact, her likely total exposure even if she were convicted on all counts is 10 years, assuming the Court were to follow the traditional practice in this District and impose concurrent sentences. Although a 10-year sentence would be significant, it is a far cry from the government's forecast, further demonstrating that the government has not met its burden of showing Ms. Maxwell is an actual risk of flight. The Government's Case Is Subject to Significant Challenges. In evaluating the strength of the government's case, we note that Ms. Maxwell intends to mount several legal challenges to the indictment, including that: (i) this prosecution is barred by Epstein's September 24, 2007 non-prosecution agreement with the Department of Justice, which covers "any potential co-conspirators of Epstein"; (ii) the conspiracy, enticement of minors, and transporting of minors charges are time-barred and otherwise legally flawed; and (iii) the two perjury charges are subject to dismissal on several legal grounds.15 In addition, as we understand from the face of the indictment, the government's case is based primarily on the testimony of three individuals about events that allegedly occurred roughly 25 years ago between 1994 and 1997. It is inherently more difficult to prosecute cases relating to decades-old conduct. These issues further call into question the strength of the government's case, and provide an independent basis justifying release on bail. 15 The defense is also considering whether the government's comments in connection with this case conform to Local Criminal Rule 23.1, and whether to seek appropriate relief from the Court. 19 DOJ-OGR-00001603 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 24 of 26 3. The Proposed Bail Package Is More Than Adequate to Secure Ms. Maxwell's Presence For the reasons stated above, the Court should release Ms. Maxwell because the circumstances created by the COVID-19 pandemic will greatly increase her personal risk and prevent her from meaningfully participating in her defense, and because the government has not carried its burden under 18 U.S.C. § 3142. We respectfully submit that the proposed bail package represents the "least restrictive" set of conditions that will reasonably ensure Ms. Maxwell's presence in court. 18 U.S.C. § 3142 (c)(1)(B). The package includes six co-signers—Ms. Maxwell's siblings, relatives and friends—many of whom reside in the United States, and all of whom continue to support her despite the unrelenting media attacks that Ms. Maxwell and they, themselves, have suffered as a result of this case. Each of them has voluntarily agreed to assume responsibility for an extremely large bond amount of $5 million, in order to secure her appearance. The bond is also to be secured by real property in the United Kingdom worth roughly $3.75 million. The package also includes stringent travel and physical restrictions, including surrendering all passports and no new travel applications, travel restricted to the Southern and Eastern Districts of New York, and home detention with electronic GPS monitoring. Ms. Maxwell, for personal reasons, will continue to need security guards to protect her upon release. Under the circumstances, if the Court requires it, the security guards could report to Pretrial Services.16 16 In United States v. Boustani, 932 F.3d 79 (2d Cir. 2019), the Second Circuit curtailed the circumstances under which a court can grant pretrial release to a defendant on the condition that the defendant pays for private armed security guards. Boustani, nevertheless, held that a defendant may be released on such a condition if the defendant "is deemed to be a flight risk primarily because of his wealth. In other words, a defendant may be released on such a condition only where, but for his wealth, he would not have been detained." Id. (emphasis in original). We submit that a similarly situated defendant who, like Ms. Maxwell, had no prior criminal record, significant ties to the United States, and a demonstrated lack of intent to flee the country, as well as numerous, supportive co-signers, but who did 20 DOJ-OGR-00001604 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 25 of 26 Ms. Maxwell has a number of other family members and friends who, under normal circumstances, would also co-sign and secure her bond. She is not relying on them in connection with this bail application in an effort to safeguard their privacy and protect them and their families from harm. The proposed bail conditions are consistent with those approved by courts in this Circuit in other high-profile cases, and should be approved here. See, e.g., United States v. Esposito, 309 F. Supp. 3d 24, 32 (S.D.N.Y. 2018) (alleged leader of Genovese crime family who was charged with racketeering and extortion granted release subject to conditions), aff'd, 749 F. App'x 20 (2d Cir. 2018); United States v. Dreier, 596 F. Supp. 2d 831, 832 (S.D.N.Y. 2009) (Marc Dreier, accused of "colossal criminality" and alleged to be a "high flight risk," granted release subject to conditions); United States v. Madoff, 586 F. Supp. 2d 240, 243 (S.D.N.Y. 2009) (Bernie Madoff, charged with "largest Ponzi scheme ever" and alleged to be a "serious risk of flight," granted release subject to conditions). not have Ms. Maxwell's means, would be released on bail conditions. Accordingly, if the Court deems it necessary, it may impose private security guards as a condition of release. 21 DOJ-OGR-00001605 --- PAGE BREAK --- Case 1:20-cr-00330-AJN Document 18 Filed 07/10/20 Page 26 of 26 CONCLUSION For the foregoing reasons, Ms. Maxwell respectfully requests that the Court order her release on bail pursuant to the conditions she has proposed. Dated: July 10, 2020 Respectfully submitted, /s/ Mark S. Cohen Mark S. Cohen Christian R. Everdell COHEN & GRESSER LLP 800 Third Avenue New York, NY 10022 Phone: 212-957-7600 Jeffrey S. Pagliuca (pro hac vice admission pending) Laura A. Menninger HADDON, MORGAN & FORMAN P.C. 150 East 10th Avenue Denver, Colorado 80203 Phone: 303-831-7364 Attorneys for Ghislaine Maxwell 22 DOJ-OGR-00001606